Controversial Dodd-Frank FOIA Provision Repealed, Revised
. . . . . . Controversial Dodd-Frank FOIA Provision Repealed, Revised Investment advisers, broker-dealers, and other regulated entities should be aware that the documents they provide to the United States Securities and Exchange Commission (the “SEC” or “Commission”) during examinations now have less protection from public disclosure than initially provided for under the Dodd-Frank [...]
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